Finders Q & A – Going Public Lawyers
Going Public LawyerPosted By Brenda Hamilton, Securities Lawyer It is not unusual for a private or public company to be approached by a person (“Finder”) who offers to locate investors in exchange for...
View ArticleSEC Proposes Exemptive Relief for Finders
Securities Lawyer 101 At its October 7, 2020 open meeting, the Securities and Exchange Commission (the “SEC”) voted to propose exemptive relief for certain finders engaged in raising capital from...
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